David Kuhr – Advoca Capital

David Kuhr has twenty-four years of experience in the securities industry and has extensive knowledge of FINRA (NASD), SEC and MSRB, rules and regulations. He is responsible for various regulatory filings and conducts oversight reviews of the firm’s activities.

David Kuhr has worked as the Chief Compliance Officer for the past ten years for regional broker dealers and investment advisors. Mr. Kuhr has also been a Compliance Officer for three regional bank-affiliated broker dealers in Ohio, Michigan and Pennsylvania. Mr. Kuhr was also a Senior Compliance Examiner with the National Association of Securities Dealers (NASD), a predecessor organization of FINRA.

David Kuhr earned a Bachelor of Arts degree in Accounting from Kent State University. Mr. Kuhr is a member of the National Association of Compliance Professionals (NSCP). David Kuhr has passed a number of FINRA licensing exams including the Series 4, 7, 24, 27, 53, 63 and 66. He is also licensed in the state of Ohio as a Life, Variable, Accident and Health Insurance agent and is a Notary Public in Ohio.